Initial Public Offerings

Taking the leap and taking your private company to the national exchanges is a massive achievement for any business. With Castle Brick International behind you, you can be sure your business will confidently move forward into the public arena with a bigger, brighter future in front of you.

Our reputation assisting companies going through this process demonstrates our ability to avoid the pitfalls and unforeseen circumstances that can occur during the long process of listing. By being pro-active, at every stage of the process, we can minimize the obstacles on the path between you and the markets.

To be successful with an Initial Public Offering takes exhaustive pre-offering preparation and clear-cut, meticulous implementation. From setting timelines to bringing together the right management team, to ensuring your financials are ready for auditing, to collaborating with your underwriters, to gaining a complete grasp of the SEC requirements, you can rely on us as your guide through the complicated offering process.

And if this wasn’t enough, we do this in a way that offers your company the best possible value around.

Specifically, as your chosen agent for this process, Castle Brick International will:

• Make arrangements so your shares can be included in the Depository Trust Company’s Direct Registration System
• Set up a databank for the fast and straightforward transfer of shares
• Maintain and update shareholders lists and other vital information
• Discharge the shares to the underwriters at the conclusion of the offer process
• Document the transfer and cost basis of shares
• Act as custodian for shareholders wishing to sell
• Process any splits needed before listing
• Tailor your post-IPO services

Even after your company becomes publicly listed, we will continue to take care of you flawlessly by:

• Distributing cash and stock dividends
• Delivering issuer and shareholder account access
• Handling shareholders’ queries for you
• Organizing and sending meeting and proxy information
• Setting up a DRIP or SPP
• Act as custodian for shareholders wishing to sell
• Process any splits needed before listing
• Tailor your post-IPO services

We have a full range of meeting and proxy services to make sure your events go off without a hitch. We also can manage your DRIP and SPP, which will engender and strengthen shareholder loyalty.